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CFTC fines Maryland investment firm in fraud case linked to CEO's...
www.reuters.com
The U.S. Commodity Futures Trading Commission ordered a Washington area wealth management firm to pay $800,000 on Monday in a fraud case involving the firm's...
After Apparent CEO Suicide, 'Sharks Circling' Firm | Financial...
www.financial-planning.com
Competitors are 'welcome to call' clients, says new CEO Douglas Wolford, who replaced David Zier after the latter's suicide -- but none have left, he says.
7 Advisors Bolt Convergent | Financial Planning
www.financial-planning.com
'It's mayhem' at firm, an ex-advisor says, following CEO David Zier's suicide.
CFTC fines investment firm in fraud case linked to CEO's deathwww.businessinsurance.com › article
www.businessinsurance.com
... David Zier, defrauded Convergent clients who he solicited to invest in a private fund he managed outside of Convergent, named ZAM L.L.C..
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