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IN THE MATTER OF Sammy Shieh Lung Pan - Discipline decision -...
www.newswire.ca
· ... the Investment Industry Regulatory Organization of Canada (IIROC) found Sammy Shieh Lung Pan liable for breach of IIROC Dealer Member ...
Ex PI Financial rep banned, fined $150,000 | Investment Executive
www.investmentexecutive.com
Pan loaned money to a client and made misrepresentations to his firm
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