(1 - 19 von 22
)
Brokers Must Disclose Bonuses to Clients in Finra ProposalBloomberg
www.bloomberg.com
— Marc Dobin, founder of Florida-based Dobin Law Group PA, which represents brokers, brokerage firms and investors, said asking brokers to ... › news
Dobin & Senatore, P.C. | Jupiter, FloridaAllBiz
www.allbiz.com
Marc Dobin is the primary contact at Dobin & Senatore, P.C.. Dobin & Senatore, P.C. primary category is Lawyers. › business
Morgan Stanley must pay manager $1 mln in employment ...Reuters
www.reuters.com
— ... another manager who was not adequately doing his job, according to Marc Dobin, a lawyer in Jupiter, Florida, who represented Torretta. › article
Finra bars another wirehouse broker involved in expense ...InvestmentNews
www.investmentnews.com
... record with respect to his customers ends up out of the business because of expense report violations,” said Marc Dobin, Mr. Baldeck's attorney. › ...
UPDATE 1-Morgan Stanley must pay manager $1 mln in employment flap |...
www.reuters.com
Morgan Stanley must pay $1 million to a former manager who alleged he was wrongfully terminated by the firm, according to a securities arbitration ruling.
Another Billion-Dollar Advisor Leaves Merrill Business or Personal?...
www.financial-planning.com
For the third time in the past year, the wirehouse discharged a long-time advisor with a big book of business, this time alleging
No Help From A Ninja | Legaltech NewsLaw.com
www.law.com
Google's beta Cr-48 notebook disappoints an earthbound lawyer. June 01, at 12:00 AM. 1 minute read. By Marc Dobin | Updated on June 01, › almID › N...
Finra agrees to dump expungement agreements - InvestmentNews
www.investmentnews.com
Marc Dobin of the Dobin Law Group P.A. said that many times the agreement not to oppose expungement was tacked onto a settlement after the terms, ...
COUPLE AWARDED $5.4 MILLION IN SUIT OVER ...Orlando Sentinel
www.orlandosentinel.com
— At least two other cases are pending in arbitration against Omaha, Neb.-based Securities America related to Wolas' employment, said Marc Dobin, ... › ...
FRAUD OUTRUNS THE FEDSSun Sentinel
www.sun-sentinel.com
— ... it as their personal piggy bank," said Marc Dobin, a Jupiter attorney who has represented securities fraud victims in civil lawsuits. › fl...
Finra Denies $36M Claim Against Raymond James By Ex ...FA Magazine
www.fa-mag.com
— Marc Dobin, the lawyer for the three brokers, said, “While our clients are obviously disappointed in the outcome, and disagree with the ... › news
Jupiter elections: Is big money, PAC mailers and politics ...Palm Beach Post
www.palmbeachpost.com
— Then, attorney and longtime Jupiter resident Marc Dobin started to address the mailers at public meetings and online. › jupiter ›
SEC chasing money in case involving Retama Park’s former operator
www.nhregister.com
The Securities and Exchange Commission alleges the ex-best friend of Christopher J. Hall,...
Sparks fly over plan to disclose bonuses - InvestmentNews
www.investmentnews.com
Investment news and analysis for financial advisers. Extensive coverage and expert comment on important topics in the financial advisory industry.
SEC chasing money in case involving Retama Park's ...Chron
www.chron.com
— Marc Dobin, an attorney for McNeer and Sweezy, declined to comment. SEC spokeswoman Judith Burns also would not comment. › article
SEC chasing money in case involving Retama Park's ...mySA
www.mysanantonio.com
— Marc Dobin, an attorney for McNeer and Sweezy, declined to comment. SEC spokeswoman Judith Burns also would not comment. › ...
MSWM Sues Junior FA For Taking Off with $1.2B Team’s Client List -...
www.ecclestonlaw.com
Morgan Stanley is suing a former junior advisor who left a $1.2 billion team to join an indie shop affiliated with LPL Financial.
The wirehouse ...
When disease strikes | BusinessNews24
www.news24.com
— This can reassure clients that the firm is OK with your absence, said Marc Dobin, a securities lawyer with Jupiter, Florida-based Dobin Law. › fin24
sortiert nach Relevanz / Datum