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SEC MOVES TO BLOCK COZY BROKER, FUND DEALS KILLS FUND PERKS.
nypost.com
5,” SEC director of investment management Paul Roye told The Post. “This arises out of our investigation,” he added. That examination ...
CCH Wall Street
wallstreet.cch.com
Speaking at the National Association for Variable Annuities' Regulatory Affairs Conference, Paul Roye, director of the SEC Division of ...
Roye Challenges ICI To Rise to the Occasion | Financial Planning
www.financial-planning.com
WASHINGTON -- The Investment Company Institute and its membership are at a crossroads, said Paul Roye, the Securities and Exchange Commission's director of the...
SEC Speech: ICI Workshop for New Fund Directors (P. Roye)
www.sec.gov
Paul Roye. Director, Division of Investment Management U.S. Securities & Exchange Commission. at the ICI Workshop for New Fund Directors
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